T.I.M.E. – Teacher’s Interfaculty Mentorship Efforts
A Study Evaluating the Effects of a Formal Mentoring
Program
on First-Year At-Risk Students
ABSTRACT
The purpose of this study is to evaluate the effect of a formal mentoring
program on the retention rate and academic achievement of first-year
university students. During orientation, first-year students applying to the
faculties of Arts and Social Science and Science were offered the
opportunity to participate in pilot mentoring program. Mentors were
Intermediate/Senior qualified teacher candidates enrolled in the Faculty of
Education at the University of Windsor and were selected by invitation. The
retention rates, grade point averages and number of courses completed by the
students who participated (experimental group) will be compared to the
retention rates, grade point averages, and number of coursed completed by
the control group consisting of an equal number of first-time, full-time,
credit-seeking students with similar program of study and similar exiting
OAC averages. The Manitoba Satisfaction survey, measuring satisfaction of
first-year students, will be given to both groups and analyzed for the
purpose of program evaluation.
INTRODUCTION:
The future belongs to societies that organize themselves for learning.
What we know and can do holds the key to economic progress….From Thinking
for a Living: Education & Wealth of Nations, (1996)
Student attrition has been the focus of investigation for many years.
Some researchers (Tinto, 1987) have identified student completion rates as a
fundamental measurement of the institution's success in meeting the needs of
its students. More recently, the validity of assuming that attrition somehow
suggests failure, has been questioned (Tucker, 1999). There is, however, a
concern regarding the waste of human and financial resources resulting from
the increased interest in investigating why students do not complete
university programs (Sarkar, 1993). Research into the factors that impact
persistence (program completion) is crucial for institutions in order to
develop specific policies and practices that enhance retention.
Strategies for increasing student retention are among the most important
issues facing universities today (Tinto, 1997). There appears to be a
universal recognition of higher education as a prerequisite to success in
the information era. This means that there is an increased demand for a
university education for everyone (Paul, 2001). As more students enter
university there is an increase in the diversity of learning styles and in
the factors that adversely affect the transition of these first-year
students from high school to university. These factors include, inability to
meet the academic standards of the university, inability to adapt to the new
social and academic environment, changes in personal goals and aspirations,
lack of motivation and clearly-defined goals, priority of other commitments,
such as work or family, financial difficulty, and incongruence between the
institution’s orientation and approach and that desired by the individual
(Lang & Ford, 1992). This translates into a growing need for increased
academic and counseling programs that will help improve student retention
particularly for at-risk students (defined as students with OAC exiting
averages of 70% or less) Universities not only need to accept these at-risk
students, but they need to make their transition from high school to
university fluid by providing them with the skills, knowledge and confidence
necessary to successfully fulfill their degree requirements.
These students are a particular challenge because they generally, have
poor study habits, study alone, usually don’t seek help, and often don’t
know how to seek help. In other words, they often find themselves dropping
out because they were unable to seek and acquire the tools for success.
This study will evaluate the concept and practices of a formal mentoring
program designed for first-year at-risk university students. While there is
extensive anecdotal evidence about the benefits of mentoring as an
instruction strategy (Jacobi, 1991; Merriam, 1983; Wunsch, 1994), more
research is needed to investigate specific factors that may impact the
outcomes of formal mentoring programs.
Formal mentoring programs for at- risk students became prevalent in the
1980s (Haensly & Parsons, 1993). According to Redmond (1990), mentoring
showed students that university employees care, resulting in a psycho-social
comfort that empowers them to successfully remain at the institution.
Academic survival of students is often the primary goal of the institution
as is, the enhancement of students’ cognitive and affective educational
experience. Mentoring programs typically link faculty, staff, and peers with
first-year students to encourage relationships that will strengthen and
enrich the learning experience. With low retention rates for first- year
students, it is clear that universities need to respond to issues affecting
student satisfaction and success.
In the last few decades, various strategies have been used by educational
institutions to provide students with the academic, personal, and social
support systems necessary to facilitate their academic persistence. These
intervention strategies include the implementation of developmental courses,
education technology programs, individual and group tutoring, freshman
seminar courses, summer bridge programs, academic advisory programs, and
career guidance seminars (Cohen, 1987; Lang & Ford, 1992). Although studies
have indicated that students involved in intervention programs have better
retention rates, it has also been documented that the increase in these
retention rates has been minimal (Tucker, 1999). Consequently, many public
undergraduate institutions have now turned to mentoring as a possible
intervention, despite the lack of documented empirical evidence regarding
the effectiveness of mentoring in undergraduate education to date. There is
also a lack of theoretical or conceptual bases to explain proposed links
between mentoring and academic success (Jacobi, 1991). To strengthen the
conviction of the positive academic effects of mentoring and retention it
must be linked or grounded in theoretical perspectives.
Erkut and Moros (1984) suggested that mentoring has its roots in social
learning theory. Social learning theorists assume that imitation was an
important way of learning. Bandura and Waters (1963) found that most human
behaviour was learned by observation of models. Accordingly, when feedback
and reinforcement are combined, skill development is the outcome. Research
also suggests that mentoring is rooted in social comparison theory (Suls,
1986; Wei, 1994). Social comparison theory examines the process of seeking
out those with similarities to oneself. Suls noted that people seek to know
how well they perform compared to others. This is tied to Bandura’s (1997)
theory of self-efficacy. According to Bandura, there is a strong correlation
between high self-efficacy and academic success and persistence.
Mentoring relationships also have roots in social capital theory, which
is defined as those resources inherent in social relations which
facilitate collective action. Social capital resources include trust, norms,
and networks of association representing any group which gathers
consistently for a common purpose. In the case of mentoring, this would
include meetings with mentors and mentees. Coleman (1987) further
explained that social capital in the community was manifested in the
interest of one adult in the activities of another’s child. Social capital
enabled the development of necessary attitudes, efforts and conception of
self that students need to succeed in school and as adults.
Within education, mentoring has been traditionally linked to graduate
student education rather than undergraduate education. A student pursuing a
graduate degree is paired with a mentor in order to facilitate the degree
process (Jacobi, 1991). Mentoring has now emerged as a means of improving
the academic performance and persistence of at-risk, attrition-prone
undergraduate students. It also enhances the overall development of
students, as well as facilitates and supports the academic and social
educational experience of students (American Association of State Colleges
and Universities, 1995).
Several theories on the attrition within higher education have indirectly
linked students’ academic persistence to the intervention of mentoring.
Tinto(1987) and Pascarella and Terenzini (1977) have suggested that informal
interaction with faculty is one of the key elements to students’ social and
academic integration. Astin’s (1977) theory of involvement indicates that
having a personal connection to an education institution and high degree of
involvement in the education process positively affects student retention.
Jacobi (1991) suggested the criteria for a mentoring program should include
social support in the following area: emotional, appraisal, informational,
and instrumental.
The author of the study will expand of the theoretical concepts related
to mentoring by reviewing a thorough foundation of research. The study will
be evaluating an established mentoring program which has been designed to
enhance the first-year experience and to retain the involved students
through a mutually experiential learning relationship between mentor and
protégé/mentee.
Purpose of the Study
Effective advisory systems support the development and success of
individuals as learners by understanding and working with the specific
social, emotional, intellectual, and physical dimensions and learning
requirements.
The Learner’s Edge, Toronto District School Board, 2001
This researcher will examine the effects of Interfaculty Mentorship on
retaining at-risk first-year students in the Faculty of Arts and Social
Sciences and the Faculty of Science. At-risk students for the purpose of
this study are defined as students entering university directly from high
school with OAC averages of 70% or less. Using the expectations of the
Ministry of Education document for secondary schools, ‘Choices into Action
‘(1999), a pilot program was developed to train teacher candidates as
mentors for first-year students who may be at- risk. This program is
intended to complement existing retention programs offered through the
Faculty of Arts and Social Sciences and the Faculty of Science. The
interfaculty approach is intended to build collaboration and strengthen the
goals of retention by the independent faculties.
Specifically, the study is designed to determine if this mentoring
program has influenced student academic success and retention. Three
indicators of academic success will be examined: (1) the students’ ability
to achieve satisfactory grade point averages as defined by the participating
university guidelines on satisfactory academic progress, and (2) the
students’ ability to complete a satisfactory percentage of courses as
defined by the university guidelines and (3) the retention of the students
in the following year of the program.
The following are the proposed research questions:
Are there differences between the retention rates of students who
participate in a mentoring program and students who do not participate
in a mentoring program?
Are there differences between the cumulative grade point averages of
students who participate in a mentoring program and students who do not
participate in a mentoring program?
Are there differences between the number of courses completed by
students who participate in a mentoring program and students who do not
participate in a mentoring program?
Are mentored students more satisfied with their first-year experience
in university than are non-mentored students?
Are mentors satisfied with the outcome of the program?
Chapter 2
Review of Literature
Introduction
Demands of the information era are compelling universities to compete for
students from diverse backgrounds. Retention efforts and academic
achievement are primary concerns of universities. It is suggested in
business management and higher education literature that mentoring is
emerging as a highly promoted intervention (Kram, 1984) Benefits including
career advancement, enhanced individual development, and increased academic
persistence have been attributed to different mentoring relationships. The
focus of the literature review is on mentoring programs for undergraduate
students and the theoretical foundations of social cognitive learning.
Research in broader contexts is considered as it relates to mentoring in
general. This review begins with the overview of the foundation of mentoring
principles. It is followed by the application of social and cognitive
theories related to mentoring and concludes with issues of mentoring in
higher education related to program evaluation.
Specific topics in the review include:
The historical overview of mentoring and its definitions
Retention issues of first-year students
The theoretical or conceptual basis of mentoring in relation to
academic success and persistence
The effectiveness of mentoring programs
Overview of Mentoring
The word "mentor" originates from Homer’s Odyssey. Homer used the
word mentor to refer to a wise and trusted friend to whom Odysseus entrusted
his son for protection and guidance. In Odysseus’ absence, the advising and
guidance of his son, Telamachus, was the responsibility of Athena, who, in
her surrogate fathering role, was known as Mentor. The relationship was
intended to touch upon every facet of Telemachus’ life - physical, social,
spiritual, moral, intellectual and political.
This originally depicted father-like figure, known as Mentor, has evolved
to adapt to the particular scope of research investigation being conducted
in mentoring or by the setting the mentorship occurs in (Merriam, 1983).
Merriam and Jacobi (1991) concluded that the phenomenon of mentoring takes
one definition when viewed from the field of business management and assumes
different dimensions for the perspective of adult development and even
diverse dimensions in the field of higher education. Wrightsman (1981)
cautioned about the diversity of definitions on mentoring. The researcher
elucidated the following concerns:
With respect to communication between researchers…there is a false
sense of consensus, because at a superficial level everyone "knows" what
mentoring is. But a closer examination indicates wide variation in
operational definition; leading to conclusions that are limited to the
use of particular procedures…The result is that the concept is devalued,
because everyone is using it loosely, without precision (p. 3).
In the educational field there is a variation in the definitions of
mentoring ranging from being viewed as a process by which people of superior
rank, special achievements, and prestige instruct, counsel, guide, and
facilitate the intellectual and/or career development of those identified as
protégés (Blackwell, 1989) to mentoring being viewed as a form of
professional socialization whereby an experienced individual acts as a
guide, role model, teacher and patron of a less experienced usually younger
protégé.
Flaxman (1988) has developed the following workable definition of
mentoring:
A supportive relationship between a youth or a young adult and
someone more senior in age and experience, who offers support, guidance
and concrete assistance as the younger partner goes through a difficult
period, enters a new area of experience, takes on an important task, or
corrects an earlier problem. In general, during mentoring, mentees
identify with, or form a strong interpersonal attachment to their
mentors; as a result, they become able to do for themselves what their
mentors have done for them (p.10)…To succeed, mentoring must occur
between a younger person and an older person who is ahead of the mentee,
but not removed by great social distance. Through the mentoring
relationship the mentee can achieve a modest targeted goal, already
achieved by the mentor (p.57).
Levinson (1978), following an extensive research study on mentoring in
relation to adult development, viewed it as synonymous with parenting. The
researchers further noted that the most crucial developmental function the
mentor fulfills is to support and facilitate the mentee’s realization of the
"dream" or vision of adulthood. Daloz (1987) described mentors as guides
directing the younger toward the different developmental changes involved in
life.
Schlossberg (1984) offered yet another definition and considered
mentoring to be a mutually beneficial relationship which assists both the
development of the mentor and the protégé. Schlossberg further stressed the
importance of a mentor in providing psychological support and practical
guidance through difficult stages of development toward adulthood.
Regarding the field of higher education, Moses (1989) viewed mentoring as
a relationship between a professor and an undergraduate or graduate student
in which the mentor takes the mentee under his/her wing assisting the
student in setting goals, developing skills, and successfully entering both
academic and professional circles. From this perspective mentoring is
regarded as a means of facilitating a student’s intellectual development
while ensuring their academic, personal and professional success.
Today, mentoring has become synonymous with role model, coach, guide,
sponsor, friend and advisor. Carr (2001) identifies mentoring, coaching,
teaching, and supervision as having many commonalities: they all use, and
rely upon, the same interpersonal skills, they all involve learning, they
all have an impact on career development, and the roles are often
interchangeable. Mentoring is a learning process as well as a teaching
process. The mentor/mentee relationship is one of mutual empowerment.
However, the mentor has greater skills, experiences, and wisdom (2001).
Mentor is synonymous with leadership, and philosophically, the following
quote is appropriate:
The goal of most leaders is to get people to think
highly of the leader...But the goal of the exceptional leader is to get
people to think highly of themselves.
Anonymous.
Retention Issues for First-year University
Students
Extensive literature exists on the topic of college student retention.
Researchers (Astin, 1975; Bean, 1980, 1982; Tinto, 1975, 1993) have studied
it from a variety of perspectives, including drop-out, withdrawal,
attrition, and retention. Research on student retention in university is
significant relevance due to the considerable competition for students among
colleges and universities, and the emphasis on the value of higher education
(Peltier, Laden & Matranga, 1999). Retention is now viewed as part of the
educational process in which behavioural constructs, such as those in
Astin’s theory of involvement (1993) and Tinto’s theory of departure (1973),
have been developed and examined. Astin, using the theory of
involvement, indicates that the more students invest physical and
psychological energy to get involved in the academic and social culture of
the college, the greater the potential for student success.
Tinto’s longitudinal model of institutional departure attributes an
individual's decision to continue attending an institution to pre-entry
attributes, the student's goals and commitments, academic and social
institutional experiences, and academic and social integration.
American and Canadian universities have recognized student retention as a
critical issue since the early 1970s (Strommer, 1993). Tinto (1993) reported
that more students leave institutions of higher education prior to degree
completion than stay. It was projected that of the nearly 2.4 million
first-time students who in entered higher education institutions in1993,
over 1.5 million will leave without receiving a degree. Of those, 1.1
million will leave higher education altogether without ever completing
either a two- or four-year degree program. It was discovered through The
College Testing Program (ACT, 1998) that students entering private and
public higher education institutions in 1995 experienced dropout rates of
29.9 percent and 32 percent, respectively.
Astin, Tsui, and Avalos (1996) conducted a large-scale study examining
degree attainment. They reported the persistence of 75,752 freshmen at 365
baccalaureate-granting institutions from 1985 -1996. Only 39 percent of the
students were able to complete a bachelor’s degree within four years of
entering college. The results of another study (CSRDE report, 2001) were
similar. Over a period of six years, 42 percent of the students dropped out
of college. Twenty-one percent left during the first-year, 11 percent in the
second year and 10 percent in the third and later years. Evidently, more
than half the dropouts did so in their first-year.
Recent studies have found that the length of time that students take to
graduate has increased ( Peltier et al., 1999) Peltier et al, found that
about one-half of the 1966 first-year students obtained their baccalaureate
degrees within four years, compared to one-third of those entering
university in 1982. They found that only 28 percent of the 1993-94
first-years graduated within four years, while an additional 30 percent took
longer than four years. The eventual degree completion rate for a first-year
student is estimated to be 58 percent. From 1993 to 1999, the retention
rates improved slightly, from 78 to 80 percent. Institutions with a higher
percentage of part-time undergraduate enrollments had lower retention and
graduation rates. The graduation rates for the 93-94 cohorts were 66 percent
for institutions with less than 10 percent part-time undergraduates, and 39
percent for those with a part-time enrollment higher than 20 percent (CSRDE
report, 2001).
In the last decade the information era has impacted higher education and
the student population it now serves (Watford, 1995). The
academically-skilled, middle-class students have evolved to a more complex
mix of academic preparation, age, socioeconomic background, and reasons for
enrolling in college (Gordon & Grites, 1984). Researchers (Nagda, Gregerman,
Jonides, von Hippel & Lerner, 1998; Braunstein & McGrath, 1997) found that
most students including academically-prepared students enter university
unprepared for the required level of work and often need assistance to
acclimate to the new environment. Accordingly, these students have naïve
notions about the scope of undergraduate education, especially about where
it should lead and what is expected of them. They go to campus with a
different set of needs which must be addressed in university so that they
may succeed (Strommer, 1993). Key researchers (Nagda et al., 1998; Astin,
1993; Tinto, 1993) found that student difficulties in identifying with, and
connecting to, the academic and social cultures and subcultures within the
institution can lead to poor academic performance and eventual withdrawal.
For almost 160 years, first-year students have been a topic of concern
for institutions of higher education (Levine, 1991). It was found that
first-year programming which deals with the issues of the students impacts
academic achievement, academic persistence and graduation for its
participants (Levine, 1991; Tinto, 1993). First-year programs range from
intensive orientation, developmental course work, advising, counseling and
mentoring programs for first-year students (Capolupo, Fuller & Wilson, 1995;
Brown, 1995; Strom, 1995, Strommer, 1993). In particular, researchers (Strommer,
1993; Tinto, 1993) realized the critical components of successful first-year
programs include academic advising, orientation, support programs, tutoring,
supplemental instruction, first-year seminars, skills development programs,
mentoring programs, and placement testing.
Although the implementation of first-year programs is in response to a
national concern regarding decreasing rates of retention, national
initiatives cannot provide the practical solutions needed to deal with the
problem (Colton, Conner, Shultz & Easter, 1999). Tinto (1987, 1993)
suggested that successful student retention occurs at the local
institutional level since student attrition strongly relates to
student-institution interaction after admission rather than individual
student characteristics. Accordingly, each institution should examine its
unique interaction process (i.e., faculty-student, student-student, student
entry characteristics, institution resources, student academic/social
expectations, institution academic/social demands) to develop need-based
programming that supports and prepares first-year students for the demands
of their transition year.
Tinto (1993) identified the use of intrusive interventions for at-risk
students that resulted in efficient and positive, academic and retention
outcomes. Colton et al. (1999), described a Pennsylvania university’s
Student Support Services Freshman Year Program (SSSFYP) as an "intrusive"
intervention program. The researchers noted that SSSFYP required the
following minimum semester participation: 1) attendance at four meetings
with a SSSFYP advisor/counselor 2) participation in a minimum of two SSSFYP
sponsored social activities 3) completion of one academic skills workshop 4)
attendance at all SSSFYP freshman colloquium sessions (10 weekly 1 hour
non-credit sessions in the fall semester) 5) assessment testing and 6)
participation in weekly group and/or individual meetings with a student
mentor. Further, other researchers (Fidler, 1991; Tinto, 1993, Strom, 1995)
found mentor programs to be crucial components of academic support programs.
Using outcome-based research, Colton et al, (1999) conducted a
longitudinal evaluation of SSSFYP in order to assess its effectiveness in
strengthening student persistence. Demographic background, student
satisfaction with programming, academic grade and cumulative point averages,
and retention rates were used as criteria for data analysis and program
evaluation. Results of participation in the program compared to non
participation in the program by students of the same qualifiers showed: a
first-year retention rate of 88 percent for the SSSFYP group compared to 54
percent, respectively, a second-year retention rate of 83 percent compared
to 33 percent, respectively; and a three-year retention rate of 78 percent
compared to 25 percent respectively.
According to Colton et al. (1999), success of intrusive intervention
programs demands a critical evaluation of retention needs and the target
population of the adapting institutions. The following are intrinsic
components for adaptations: the philosophy of intrusive interventions, the
fostering of positive faculty/staff-student interactions; the use of a
well-designed, comprehensive advisement component, the use of an appropriate
colloquium, and the use of extrinsic rewards..
Milem and Berger’s (1997) study examined the relationship between Astin’s
theory of involvement and Tinto’s theory of student departure. They
concluded that early involvement with other students, as well as with
faculty, appears to results in retention. Supporting Tinto (1987), the
researchers confirmed that the important factors for student retention are
relationships with faculty and positive academic and social experiences
during their years on campus.
Pascarella and Smart (1991) concluded that athletic participation also
had a direct effect on social involvement, and a marginally significant
effect on bachelor’s degree attainment and social self-esteem. Similarly,
Daly and Breegle (1989) found that graduates in one institution had a higher
participation rate in extracurricular activities than dropouts. Both studies
support Astin’s (1993) theory of involvement which was discussed earlier in
this review.
Tucker (1999) revisited Tinto’s (1987) theory of departure rendering the
deductive process inadequate in retention studies. Because of the dynamics
of group departure it is difficult to infer from quantitative evidence.
According to Tucker and Tinto research into transitions, this directly
relates to the students’ need to feel a sense of belonging. These
initiatives may involve mailings to incoming students, visiting high
schools, establishing a one-on-one help line, or providing adequate and
readily available psychological, academic, and peer counseling. "Vision" and
"Sense of Community" were found by Tucker (1999) to have the most
substantial effect on transition. Vision was noted to be the image that
students hold of the future, while sense of community included any phenomena
that make students feel a sense of belonging in the new educational
environment.
Stegman (1969) conducted a study at Southwest Missouri State College
using experimental living area activities. The study was designed to improve
the retention ratio of college freshman. The objectives included identifying
potential dropout students and assigning them to an empathic graduate
assistant living in the residence hall. The assistant was assigned with the
responsibility of encouraging the potential dropout to stay in college.
Stegman found that the personal attention and assistance given to the
experimental subjects may have been instrumental in accounting for a
significant (beyond 95% confidence) rise in retention as compared to their
control counterparts.
Thompson, Samiratedu, and Rafter (1993) studied the influence of residing
on-campus, as compared to residing off-campus, on academic performance,
progress, and retention. The researchers noted that students living on
campus showed significantly higher performance, greater progress, and a
higher return rate than those residing off campus. Blimling (1989) reported
that when other differences are controlled, the academic performance of
residence-hall students and students living at home with parents did not
differ significantly. The researcher further indicated that students living
in residence halls perform better academically than those living off-campus,
the difference being the presence of organized mentoring and social
integration.
Tinto (1996) pointed out that retention programs have had limited impact.
More recently, Tinto(1998) noted that the educational community is not
adjusting academic or organizational processes to enhance student retention.
Student retention in college is related to a complex set of factors,
including student involvement, ethnicity, gender, and age, as well as place
of residence (Peltier et al, 1999). Women have generally higher rates of
graduation than men while older students have many barriers to overcome that
are not common among traditional age students. Retention appears to a key
issue for first-year students faced with societies higher education demands.
Social/Cognitive Theories Related to Mentoring
Social Learning Theory
Researchers (Erkut & Moros, 1984; Thomas, 1982) have noted that social
learning theory (Bandura, 1965) or social cognitive theory (Bandura, 1986)
provides a theoretical foundation for mentoring. Bandura’s Social learning
theory focuses on cognitive concepts, the way children and adults operate on
their social experiences and how these cognitions then influence behaviour
and development. Bandura introduced the notion of modeling or vicarious
learning as a form of social learning. In 1986, Bandura renamed is Social
Learning Theory to Social Cognitive Theory, with the introduction of
concepts including self-efficacy (which was discussed in the previous
section) and the idea that there can be a significant temporal variation in
time lapse between cause and effect. The Social Cognitive theory defines
human behaviour as a triadic, dynamic, and reciprocal interaction of
personal factors, behaviour, and the environment (1986).
Jones (1989) suggested that the Social Cognitive theory determines the
mind as an active force that constructs one’s reality, selectively encodes
information, performs behaviour on the basis of values and expectations, and
imposes structure on its own actions. Through feedback and reciprocity, a
person’s own reality is formed by the interaction of the environment
(including other people, mentors) and one’s cognitions. Also, cognitions
change over time as a function of maturation and experience (McCormack
Brown, 1998). Therefore, through an understanding of the process involved in
one’s construction, human behaviour can be understood, predicted, and
changed.
Bandura (1989) further noted that humans are able to model observed
behaviour through cognitive processes. Symbols provide the mechanism that
allows for cognitive problem solving and foresighted action. Observational
learning allows one to develop a concept of how a new behaviour is formed
without actually performing the behaviour. Also, the observer is most likely
to attend to, and model, behaviours of people that are most like themselves
and those that they associate with the most. Bandura (1986) believed that
modeling was an important way of teaching people overt behaviour and also
one of the most powerful means of transmitting values, attitudes, and
patterns of thought and behaviour. Further, the theorist believed people
could learn not only by imitating the overt behaviour of others, but also
observing how others were affected by situations that occurred in their
lives. Reciprocally, the vicarious success experience of others provides
incentives for individuals to undertake challenges. Bandura, also noted that
expectations of behavioural outcomes, more so than actual outcomes,
influence the likelihood that a behaviour will be performed again. While
social learning theory describes the role of modeling in learning, it does
not deal with other aspects of mentoring such as professional or emotional
support (Jacobi, 1991).
Self – Efficacy
The transition from the industrial era to the information era has
profound implications for educational systems. Well-paying industrial and
manufacturing jobs demanding minimal cognitive skills are rapidly shrinking
(Jacobi, 1991). Communication and critical thinking skills are required to
fulfill the more complex occupational roles and demands of contemporary
life. Students must be taught how to educate themselves to become adaptable,
proficient learners. Bandura has noted that "the hope and future of
individuals and their societies reside in their capacities for self-renewal"
(p.213).
Bandura (1997) further noted that efficacy beliefs are intimately
involved in the cultivation of cognitive competencies. These mediators
include cognitive, motivational, affective, and selective processes. Bandura
found three ways in which efficacy beliefs operate as contributors to the
development of cognitive competencies governing academic achievement:
student’s beliefs in their efficacy to master different academic subjects;
teachers’ beliefs in their personal efficacy to motivate and promote
learning in their students; and faculties’ collective sense of efficacy that
their students can accomplish significant academic progress.
Bouffard-Bouchard, Parent, and Larivee (1991) corroborated Collins (1982)
finding that students with stronger belief in their efficacy were able to
solve more problems, rework those in which they failed, and work more
accurately than children of equal ability with less self-efficacy. Bouffard-Bouchard
(1990) further connected the causal contribution of efficacy beliefs to
cognitive functioning in a study where high or low efficacy beliefs were
instilled in students compared with fictitious peer norms irrespective of
their actual performance. Students whose sense of efficacy was raised set
higher aspirations for themselves, demonstrated greater strategic
flexibility problem-solving, achieved higher intellectual performances, and
provided more accurate evaluation of their performances than those with
lower self.
Schunk (1996) used an informative experimental paradigm that enhanced our
understanding of factors that affect perceived cognitive efficacy and its
impact on scholastic performance. The researcher’s subjects presented severe
deficits in mathematical and language skills. The participants followed a
self-directed learning program of basic principles and practices applied to
mathematical problems. This was supplemented with instructional social
influences that can affect their beliefs of their cognitive efficacy. The
influences included modeling of cognitive operations, instruction in higher
order strategies, and the use of different forms of performance feedback,
self appraisal of capabilities, and positive incentives and aspirational
goals as further motivators. In this paradigm, the researcher was able to
remove ambiguity about the source and direction of causation through
experimental variation in the design of the study. The acquisition of
cognitive sub-skills showed the researcher that the contribution of efficacy
beliefs to academic performance was more important than the contribution of
acquired skills.
Schunk (1996) found that although efficacy beliefs are influenced by
acquisition of cognitive skills, it is not a reflective concept.
Accordingly, several factors may account for the predictive superiority of
efficacy belief over acquired skills. Subjects vary in how they interpret,
store, and recall their successes and failures. They evaluate social
influences that contribute to efficacy beliefs independently of skills.
Academic performances are the products of cognitive capabilities applied
through motivational and other self-regulatory skills. Schunk concluded that
perceived self-efficacy is a better predictor of intellectual performance
than skills alone. Bandura and Schunk (1981) noted that perceived efficacy
impacts directly on academic performance by affecting quality of thinking
and effective use of acquired skills, and indirectly by heightening
persistence in the search for solutions. The motivational link was
convincingly demonstrated when efficacy beliefs were altered by arbitrary
means without changing skills. Other researchers (Brown & Inouye, 1978;
Lyman, Prentice-Dunn, Wilson, & Bonfilio, 1984) confirmed that individuals
with high efficacy were persisters in trying to solve intractable or
insoluble intellectual problems.
Further, researchers (Pajares, Urdan, & Dixon, 1995; Pajares & Kranzler,
1995; Pajares & Miller, 1994) found that efficacy beliefs play an
influential mediating role in academic achievement. These factors included
level of cognitive ability, prior educational preparation and attainment,
gender, and attitudes toward academic activities. The researchers concluded
that the more these factors altered efficacy beliefs, the greater the impact
they had on academic achievement.
Bandura (1991) acknowledged the need for sustained involvement in
activities to develop cognitive competencies. Enduring self-motivation is
achieved through personal challenges that create a sense of efficacy and
self-satisfaction in performance accomplishments. Apparently, proximal or
short- term goals serve as cognitive motivators and effective vehicles for
developing a sense of personal efficacy. Self-motivation is sustained by
combining long-range goals that set the course of one’s endeavours with a
series of tangible sub-goals that guide and sustain efforts along the way.
According to Bandura, these sub-goals provide positive indicators of success
that verify this sense of personal efficacy. An earlier study by Bandura and
Schunk (1981) showed that students who motivated themselves with proximal
sub-goals made rapid progress, achieved substantial mastery of mathematic
operations and developed a sense of mathematical efficacy, while distal
goals had no demonstrable effects.
Schunk and Rice (1989) demonstrated that the benefits of goal-setting to
cognitive development are replicable across different academic domains and
types of goals. Schunk (1996) further concluded that the progress one makes
with learning goals for gains in knowledge and skill is more effective in
developing a sense of personal efficacy and proficiency than goals that
focus solely on level of performance accomplishment. Proximal learning
goals, therefore, create the means for these proposed accomplishments.
Bandura (1991) found that those who do not set improvement goals are
outperformed by those who set themselves goals for progressive improvement
accompanied by feedback. Informative feedback enables one to achieve
progress leading to beliefs of personal efficacy not evident by level of
performance attainments. Schunk and Swartz (1993) verified the benefits of
combining training in strategies with feedback of progress in mastering them
particularly where transferred skills are necessary. Locke and Latham (1990)
identified that self-set goals increase satisfaction but do not improve
performance over assigned goals. Researchers further noted that increased
perceived efficacy is accompanied by higher academic attainments (Bandura,
1997).
In the area of social cognitive theory, Bandura (1997) adopted an
ecological perspective on the contribution of efficacy beliefs to cognitive
and social development. Family, education and peer influences operate as
multiple interacting influences in shaping the student’s development.
Hinshaw (1992) noted that among the different types of competencies,
academic deficiencies are those most likely to predict adoption of
antisocial styles of behaviour.
At the university level, students need to choose which education
directions to pursue and assume responsibility for their own learning.
Students who have a high sense of efficacy are more successful in regulating
their learning and achieve better academically than those who are uncertain
about their intellectual capabilities (Pintrich & Schrauben, 1992). Multon,
Brown and Lent’s (1991) meta-analysis of academic achievement provided
conclusive evidence showing that efficacy beliefs contribute significantly
to scholastic performance. This was supported by other researchers (Shell,
Murphy, & Bruning, 1989) who found that beliefs in personal efficacy have
substantially greater impact on academic performance than the personal,
social, and occupational outcomes expected for proficient performance. Lent,
Lopez and Beischke (1993) suggested that students’ beliefs in their academic
efficacy mediate the relationship between ability and educational goals and
achievements. For the institutions, teachers, or researchers, these findings
suggest that the development of scholarly careers, mastery experiences,
modeling of strategies, and supportive feedback should be structured in ways
that build a clear and strong sense of efficacy.
Researchers (Suls, 1986; Wei, 1994) suggested that social comparison
theory would support self-efficacy. They examined the process of seeking out
people who are similar to help evaluate themselves. In this process,
according to Suls (1986), individuals make causal attributions regarding
beliefs or abilities on a given task.
Coleman's (1988) conception of "social capital" identified the importance
of a network of sustained personal connections to convey expectations and
conventional norms and which can also be acquired through rich and extensive
interactions with adults. Coleman (1990) showed how long-standing features
of social organization such as trust, norms and networks--all of which
constitute social capital--foster spontaneous cooperation and coordination
for the common good. According to the theory, the development of social
capital by students is significant because it contributes to their readiness
to internalize school norms and expectations. These expectations call for
personal effort to develop the knowledge and skills that make up human
capital, without which students may drop out of school unprepared for
responsible participation in mainstream society.
Coleman (1990) explained how social structure shapes and constrains
rational action through an understanding of relationship patterns between
people. The researcher addressed the source of trust as a central problem in
rational choice theory. In observing that differences in the nature of
social networks affected the levels of trust among individuals within those
networks, Coleman concluded that socio-structural context must be an
important factor in construction rational action. This lead to further
observations of the creation of outstanding obligations between two
individuals constituting a tie between them as well as a resource from which
people can draw in times of need. Along with it being rational and
self-serving to create social capital that one can draw from in the future,
a basis for generalized trust is created when the pattern is in a social
network.
Learning through Mentoring
Kerka (1997) found that mentoring supports much of what is currently
known about learning, including the socially constructed nature of learning
and the importance of experientially-situated learning experiences.
Constructivism explains that knowledge is synthesized, modified, and is
evolutionary in character (Novack, 1985). Researchers (Driver et al., 1994;
Hewson et al., 1992; West & Pines, 1985) noted that the learner is not
isolated in this interaction between perceptions and internal rules because
the social construction of knowledge is critical. Consequently much of what
is perceived as knowledge or understanding results from a process of
socialization. The impact of the socialization process on individual
perspectives and understandings has been well-documented (Erickson, 1991;
Sarason, 1981; Bandura, 1977; Erickson, 1991; Sarason, 1981; Bandura, 1977;
Lortie, 1975; Kuhn, 1970). Constructivist theory and socialization theory
can be interpreted as being deeply embedded in mentoring and learning.
Experts facilitate learning by modeling problem-solving strategies which
guides learners while they articulate their thought processes. They coach
learners with appropriate scaffolds or aids, gradually decreasing assistance
as learners internalize the process and construct their own knowledge and
understanding (Kerka, 1997). Mentors, functioning as experts, provide
authentic, experiential learning opportunities in their diverse roles
(Galbraith & Cohen, 1995; Haney, 1997). Bell (1997) used the analogy of
birds guiding their young to leave the nest to explain the mentor’s role in
guided learning. Kaye and Jacobson (1996) identified trust (social capital)
as the foundation of the relationship where mentors give protégés a safe
place to try out ideas, skills, and roles with minimal risk. The knowledge
acquired is constantly reinterpreted and developed through practice (Cleminson
and Bradford, 1996).
The interpersonal relationship of mentor and mentee is recognized as
essential to learning in a social context (Kerka, 1997). Galbraith and Cohen
(1995) identified two primary functions related to mentoring -
career/instrumental and psychosocial. Instrumentally, the mentees benefit
from their mentor’s knowledge, contacts, support, and guidance.
Psychosocially there is an internal value developed from the ongoing
interpersonal dialogue, collaborative critical thinking, planning,
reflection, and feedback. This function of mentoring is a form of relational
learning (learning from relationships), the value of which is becoming
increasingly evident in a less hierarchical, team environment (Kerka, 1998).
Bierma (1996) studied mentoring relationships for executive women. The
researcher found that relationships informed the women about their company’s
culture and helped them process both cognitive and experiential learning
experiences. According to Kerka (1998), mentoring is a personalized and
systematic way to be socialized into an organization’s culture. This
cultural competence is important in work and academic environments.
Galbraith and Cohen (1995) found that first-generation college students
experience culture-clash in academic environments that can be overcome with
a mentor’s guidance. Cleminson and Bradford (1996) cautioned against
socialization as a constraining means of limiting exposure to defined
practices, views and expectations. The personal relationship can be
adversely affected by gender, racial and ethnic differences. Ensher and
Murphy (1997) found that perceived and actual similarity between partners
affected the amount of instrumental and psychosocial support mentors
provided as well as mentee satisfaction. In contrast, Russell and Tinsley
(1997) showed mixed results for diversified mentoring. Jossi (1997) argued
that race and gender do not play a role in mentor selection although mentors
need to be sensitive to different cultural perspectives.
Evaluation of Mentoring Programs
Seen throughout the literature on mentoring is an array of roles,
functions and responsibilities attributed to those who serve as mentors (Jacobi,
1991). Lacking in the literature is a delineation of mentor functions, roles
or responsibilities directly associated with positive mentoring
relationships in undergraduate education. Jacobi (1991) noted that few
studies have documented or confirmed which mentor functions are correlated
with increased student academic success, enhanced student development, and
overall positive education experiences.
Kram (1988) conducted systematic and detailed research on developmental
mentoring relationships within the business setting. The researcher
identified two given functions, career functions and psychosocial functions
which were elaborated upon in later studies on mentoring within education (Flaxman
& Ascher, 1992, Kerka, 1997). According to Kram, career functions relate to
providing sponsorship, visibility, coaching, protection, and challenging
assignments. Psychosocial functions are aspects of the relationship that
enhance sense of competence, identity, and effectiveness in a professional
role. Flaxman (1988) categorized mentor functions based on Kram’s analysis
and used the term "instrumental" instead of "career" to describe functions
which were considered extrinsic and directed at facilitating the mentee in
changing the external environment.
Cohen (1993) conducted research of mentor functions within higher
education aimed at adult learners while also incorporating functions which
have been traditionally associated with facilitating at-risk student
populations. The researcher developed a self-assessment instrument for
mentor effectiveness. Cohen described six broad categories of mentor
emphasis or focus that are critical to mentors of adult learners in
undergraduate education. These functions are described as follows:
relationship emphasis, in which the mentor conveys genuine understanding of
the student’s feelings; information emphasis, in which the mentor provides
detailed information and offers suggestions to guide the current and future
development and achievement of students’ personal, academic, and career
goals; facilitation focus in which the mentor guides students through a
reflective review of their interests, abilities, ideas, and beliefs in an
effort to facilitate the decision-making process; confrontive focus, in
which the mentor respectfully challenges students’ decisions as they relate
to their development as adult learners; mentor model, in which the mentor
self-discloses fitting life experiences in an effort to serve as a role
model and to personalize the mentoring relationship; and student in which
the mentor stimulates students’ critical thinking in relation to developing
their personal and professional goals.
Awbrey (1993) conducted a study indicating that students have a tendency
to select education-related individuals for career mentor functions while
relying on friends for psychosocial mentoring functions. Jacobi (1991)
concluded that more research was needed to determine which mentoring
functions are most closely associated with undergraduate academic success
and retention.
In a qualitative study of five exemplary intergenerational mentoring
programs, Freedman (1988) determined that two types of relationships were
formed in the mentoring programs: primary relationships and secondary
relationships. Primary relationships were identified by the mentor’s
unconditional commitment, great intimacy, and engagement of both the "good"
qualities and "bad" qualities of the mentee. Secondary relationships
depicted more limited but supportive involvement, with the mentor focusing
on functions and tasks and retaining more emotional distance. When the
purpose of a mentoring program was to improve students’ academic performance
and retention, primary relationships may be too close for both mentor and
mentee to feel comfortable, especially between cross-gender pairs (Sullivan,
1992).
In attempting to discern the correlation of function to outcome in mentor
relationships, the level of intimacy or intensity characterizing the
mentoring relationship makes it unclear. Some have described mentoring as
the highest end on a continuum of helping relationships (Hunt & Michael,
1983; Kram, 1985). Others (Shapiro, Haseltine, & Rowe, 1978) use a continuum
with points in a lickert scale with peer pals at the lowest rank, followed
by guides, sponsors, and mentors who represent the most intense and
paternalistic type of relationship. Clawson (1980) assessed the relationship
by the degree of mutuality in the relationship and the comprehensiveness of
the mentor’s influence on the mentee. Alternately, Kram and Isabella (1985)
suggested that further studies be conducted to determine how individual
differences in developmental task, self-concepts, and attitudes toward
intimacy and authority, as well as other individual attributes, shaped the
nature of the mentoring relationships.
Planned vs Natural Mentoring
Gallimore (1992) contrasted planned mentoring and natural mentoring.
Planned or formal mentoring is the structured matching of mentor and mentee
while natural mentoring relationships usually arise from context and
sometimes accidentally. Flaxman (1988) identified natural mentoring
relationships as taking the form of friendships, collegiality, advocacy,
coaching, and pseudo-parenting usually resulting in a long-term
relationship. These are typically voluntary relationships with the mentee
seeking the mentor through some link.
Literature depicts famous mentor pairs including Merlin with the young
King Arthur, Copland with Leonard Bernstein, and Fleiss with Freud (Flaxman,
1988). According to Flaxman, academic research, popular literature, and
personal anecdotal accounts emphasize the value of natural mentoring in
every conceivable vocation.
In comparison to natural mentoring, planned mentoring was more purposeful
and less intimate. The duration was shorter, the mentor and mentee were
matched, and the encounters were less frequent and less sustained over time
(Flaxman, 1988). Faddis (1988) pointed out that planned mentoring gained
mutual commitment to the relationship from the beginning because of the
clearly defined objectives based on the needs of the mentee, as well as, the
ability of the mentor to meet the needs and have a plan by which the
objectives could be achieved.
Redmond (1990) determined that planned mentoring was a way to address
society’s injustices by providing increased opportunities for advancement
for racial and ethnic groups targeting those who had experienced societal
racism, lack of access to social resources and inadequate educational
preparation. The researcher’s concepts are used in many of the current
specialized mentoring programs for minorities and at-risk students.
Modern planned mentoring programs started in the corporate world in the
late 1970s (Brown, 1995). Collins and Scott (1978) described and glorified
mentorship in an article profiling three male executives in The Harvard
Business Review. The use of planned mentoring came at a time when women
and racial minority groups were entering managerial positions without the
natural male mentoring connections (Brown, 1995). Mentoring programs have
since become widespread in business, nursing and education (Cheng & Brown,
1992; Slicker & Palmer, 1993).
Planned mentoring programs for at-risk students became prevalent in the
1980s (Brown, 1995). Planned mentoring is a research concept at colleges and
universities seeking to improve retention and graduation rates (Ross-Thomas
& Bryant, 1994). Redmond (1990) found that psychosocial comfort of mentoring
empowers students to successfully remain at the institution. Although there
is a wide variety of research available discussing planned mentoring in
higher education, few studies are related to undergraduate academic outcomes
(Grissom, 1998). Johnson and Sullivan (1995) identified the rampant
decentralized growth in the current mentoring movement in higher education
with little available research to help direct practice.
Chapter 3
Methodology
This is a combined quantitative and qualitative research project designed
to study the effects of mentorship in supporting first-year students through
the transition from high school to university. The effects will be measured
quantitatively by comparing academic averages before study with the academic
averages following one semester of mentorship for the research subjects and
the control group. The Manitoba Satisfaction Survey for first year students
will be conducted for both groups to determine effect of mentorship on
student satisfaction. There are 80 research subjects in total. The subjects
will be randomly selected from the volunteer pool to participate in either
the research group or the control group. The qualitative potion of the
research will be in the form of audio- or video-taped interviews of the
randomly selected mentors and mentees to evaluate the qualities of the
program to the mentors and mentees respectively.
Instruments for analysis:
Grade reports, before and after first semester and second semester
Retention rate of the experimental group compared to the control
group
Survey of first-year university students prepared for by The Canadian
Undergraduate Survey Consortium (The Manitoba Satisfaction Survey).
Survey satisfaction of Mentors (not yet accessed)
Interviews with mentors and mentees for qualitative analysis
Research subjects:
The subjects will be volunteered high school graduates (traditional-
first year out of high school) with OAC averages of 70% or lower accepting
programs in the Faculty of Arts and Social Sciences and the Faculty of
Science (20 from each of the faculties). These students will volunteer for
the pilot program and will be selected by interview, during which the
researcher will choose candidates from the volunteer group that show
evidence of being potentially at-risk. The subjects will be obtained by
providing consent forms and recruitment at HEAD START and through the
Academic Counselling offices of the Faculties involved. Although the
researchers are looking for students with 70% or lower, any student is
welcome to apply. The researchers will rank applicants by need until they
reach the maximum number stipulated by the program.
Control Group: 40 high school graduates accepting programs in the
Faculty of Arts and Social Sciences and the Faculty of Science (20 from each
of the faculties). These students will be those who were not chosen for the
research group. They will be offered an opportunity for mentorship following
the study period. Office hours will be posted to contact the researcher for
volunteer mentorship for the remainder of the year.
Mentors: Faculty of Education students in the Intermediate/Senior
Division with teachable subjects from the Faculties of Arts and Social
Sciences and Science, respectively, will be sent a letter (Appendix B)
inviting them to volunteer for the program as part of the 80-303 Integrated
Course requirements. These pre-service students will have already obtained a
B.A, B.Sc., M.A., or an MSc. These students are interviewed and matched with
1 - 2 subjects each. These students will be evaluated on their participation
in this project over the fall and winter semesters. The expectations of the
Teacher Advisory Program mandated in the OSS document will be the foundation
for training of the mentors and adapted to meet the needs of the advisory
committee of the program. A copy of the course outline will be available in
late August or early September.
Those Assigned to the Research Group Will:
meet with their mentor on a regular basis – once per week for a
minimum of 30 minutes to a maximum of 2 hours (September to May),
develop an education plan with their mentor,
assess the program in meeting their needs as a student, and
maintain confidentiality in participation in the study.
The mentor will:
| 1. be a Faculty of Education student who will be marked on their
involvement in this project., |
2. meet with the subject at a convenient time in the Faculty of
Education building,
3. contact the subject by email or by phone,
4. establish a safe, nurturing environment,
5. promote confidentiality within ethical guidelines,
6. apply practical strategies to enhance the subject’s learning,
7. motivate the subject to set realistic education goals,
8. create timelines with the subject,
9. assist the subject to identify and use appropriate resources offered
by the university,
| 10. make the subject aware of the various workshops and activities
that would enhance the subject’s academic performance and achievement,
|
will be assessed and graded by the instructor as a course
requirement,
maintain professionalism throughout the study, and
guide the subject toward resources available on campus.
The Mentor Will Not:
provide personal, psychological, or academic counseling, nor
be a tutor.
Those Assigned to the Control Group Will:
give permission to the researcher to obtain their OAC averages and
then their final averages at the end of the first semester
2. complete the Manitoba Satisfaction Survey conducted by the
researcher
This program will be assessed by the researchers through logs by mentors
and self and program assessment by student subjects, mentors and academic
advisors. The assessment instruments (to be developed) will provide
information on the purpose of each meeting, length of meeting, steps
initiated and completed, assessment of the meeting, and follow up
expectations. The student subjects will develop an Individual Education Plan
(similar to, but not exclusive of, that established in high school) to
assess progress in meeting their goals.
The researcher along with the academic advisors of the Faculty of Science
and the Faculty of Arts and Social Sciences and Teacher Advisor Coordinator
from the local School will train the mentors and assess their progress as a
component of their work in 80-303, an integrated course. A research project
is the culminating assessment task for the mentors that are presented to
their peers and the Faculty Advisors.
The names of the subjects will remain confidential, as they will be given
numbers for identification purposes. The subject data will remain
confidential in the student logs since the participant will be referred to
by number rather than by name. The researcher will collect both quantitative
and qualitative data from the program. The information collected will remain
with the researchers to be analyzed and used in examining the effects of the
program on retention.
Potential Risks and Discomforts: The only possible risk is a poor
mentor-mentee match. If the differences are irreconcilable than, either
party may drop out of the program and/or seek a different partner.
Potential Benefits: If the program proves to be successful, then
mentorship can be made available for all students requesting it. It will
provide a service to meet the needs of first-year students in making the
transition to university a successful and productive journey. It will
provide students with the skills needed to continue successfully throughout
their post secondary career.
Confidentiality: Any information that is obtained in connection with
this study and that can be identified with the subjects will remain
confidential and will be disclosed only with the subjects’ permission.
Numbers will identify participants; no names will appear in the logs. The
student mentors will be in charge of the logs until the end of the program
and are bound by confidentiality not to reveal the contents outside of the
project. All logs and data collected will remain in a safe in the office of
the Faculty of Education and will be destroyed, by shredding, following
publication of the research for educational purposes. Discussions by mentors
in their Advisory class will not disclose any names. Only number will
identify students.
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